Top Senior Compliance Officers in New York, New York
Michelle Barras
Vice President and Senior Compliance Manager
New York, New York
Vice President and Senior Compliance Manager
Compliance Officer
Litigation Paralegal
Senior Compliance Officer
Long Beach High School
Recommendations: 0
Spanish
French
Legal Research
Litigation
Online Research
Westlaw
Italian
Portuguese
m****[email protected]
Leyla Marrouk
Vice President - Securities Division Compliance
New York, New York
Vice President - Securities Division Compliance
Secondee in Legal Division
Principal, Associate General Counsel & Senior Compliance Officer
Associate
Senior Compliance Officer, Vice President - Asset Management Compliance
Columbia University
Harvard University
Bronxville School
Recommendations: 0
Capital Markets
Securities Regulation
Securitization
l****[email protected]
l****[email protected]
Collin Schwartz
Director, Head of US Regulatory Controls Management
New York, New York
Director, Head of US Regulatory Controls Management
Americas Head of Regulatory Compliance
SVP, Senior Compliance Officer
Legal Analyst
Attorney
Attorney
New York Law School
Binghamton University
Hewlett High School
Recommendations: 0
Commercial Litigation
Litigation
Legal Writing
Derivatives
Securities
Securities Regulation
Corporate Governance
Corporate Law
c****[email protected]
Preeti Esq.
Compliance Manager
New York, New York
Compliance Manager
Anti-Money Laundering Compliance
Director of Compliance
Senior Compliance Officer
Quinnipiac University School of Law
Stony Brook University
Recommendations: 0
AML
Asset Management
Anti Money Laundering
Due Diligence
Financial Risk
Fixed Income
Hedge Funds
KYC
p****[email protected]
