Top Senior Compliance Officers in Greater Minneapolis-St. Paul Area
Steve Blume CIMA, AIF
Vice President - Advisor Growth and Development Initiatives
Greater Minneapolis-St. Paul Area
Vice President - Advisor Growth and Development Initiatives
Divisional Consulting Director/Client Executive
Vice President - Wealth Management Consultant
Vice President, Product Manager - Investment Advisory Group
Senior Compliance Officer - Legal
Credit Analyst - Risk Managment/Credit Department
University of Wisconsin-Madison
University of Wisconsin - Marathon County (UWMC)
Recommendations: 0
Wealth Management
Practice Management
Investment Consulting
Investment Management
Portfolio Strategy
Asset Allocation
Money Managers
Financial Services
s****[email protected]
Adil Elamri
Project and Development Coordinator
Greater Minneapolis-St. Paul Area
Project and Development Coordinator
Chief Compliance Officer
Senior Compliance Officer
Business Consultant
Chief Compliance Officer
Surveillance Analyst
Jacksonville University
Institut DES haute etude de management
Recommendations: 0
Risk Analysis
Forecasting
Options
Trading
Derivatives
Equities
Series 7
Electronic Trading
a****[email protected]
Shawnna Ellis
Compliance Officer
Greater Minneapolis-St. Paul Area
Compliance Officer
Internal Auditor
Senior Compliance Officer
Post University
Recommendations: 0
Microsoft Office
Customer Service
Management
Regulatory Compliance
Internal Control Implementation
Risk Assessment
Legal Research
Business Process
s****[email protected]
