Top Director of Internal Audits in New York, New York
Laurence Bertan
Manager
New York, New York
Manager
Social Media Committee member
VP, Director of Sell Side Compliance
VP, Director of Internal Audit
Director of Internal Audit
SVP/Global Head of Broker Dealer Compliance
SVP, Director of Investment Management and Distribution Compliance and Global AML Compliance Officer
Recommendations: 0
Securities
Hedge Funds
Mutual Funds
AML
Series 7
Investment Management
Broker-Dealer
Dodd-Frank
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Ronni CAMS
EVP & Chief Internal Auditor
New York, New York
EVP & Chief Internal Auditor
Director, Internal Audit
EVP & Director of Internal Audit
EVP & Chief Internal Auditor
SVP & Chief Internal Auditor
Experienced Audit Manager
Questrom School of Business, Boston University
Recommendations: 0
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Kamala CPA
Senior Project Analyst-Domestic Insurance Group-Internal Audit
New York, New York
Senior Project Analyst-Domestic Insurance Group-Internal Audit
Manager- Domestic Insurance-Internal Audit
Vice President-Projects and Controls-Financial Services Division
Managing Director, Global Director Of Internal Audit
Senior Manager-Asset Management and Financial Services
Managing Director-Chief Risk Officer and Head of Investment Operations
Managing Director-Global Head of Internal Audit and Risk Management
Director of Internal Audit- Worldwide Financial and Retirement Services
American Institute of Certified Public Accountants
University Of Bombay, India
Indian Institute of Chartered Accountants
Recommendations: 0
Sarbanes-Oxley Act
Internal Controls
Enterprise Risk...
Risk Management
Auditing
Internal Audit
Financial Risk
Governance
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Amy Gilfenbaum
Managing Director, Head of Operational Risk
New York, New York
Managing Director, Head of Operational Risk
Senior Vice President, Director of Internal Audit
Senior Vice President, Director of Internal Audit
SVP and Assistant Treasurer, Corporate Treasury
NYU Stern School of Business
Wellesley College
Recommendations: 0
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Susan Doherty
Compliance Director Global Training
New York, New York
Compliance Director Global Training
Compliance Vice President Global Wealth Management
Director of Internal Audit
Vice President, Privacy Compliance and Ethics, CIPP
Chief Compliance Officer AEBC
University of California, Los Angeles
Pace University - Lubin School of Business
Recommendations: 0
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