Top Compliance Directors in New York, New York
Benjamin Brandler
Vice President - Relationship Manager
New York, New York
Vice President - Relationship Manager
Associate
Associate (Investments, Compliance, Philanthropy)
Compliance Director and Treasurer
Deputy Compliance Director
Emergency Medical Technician
UCLA Anderson School of Management
Brooklyn College
Cornell University
Recommendations: 0
Real Estate Economics
Investments
Real Estate
Asset Managment
Valuation
Mortgage Lending
Financial Modeling
Real Estate Transactions
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Eileen Ryan
Compliance Director
New York, New York
Compliance Director
Vice President & Counsel
Compliance Director
Managing Director - Commercial Banking Compliance Risk Management - Compliance Programs
Vice President and Counsel
Boston College
Brooklyn Law School
Recommendations: 0
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Tom DiSpaldo
Director, Compliance
New York, New York
Director, Compliance
Chief Compliance Officer
Chief Compliance Officer
Senior Examiner
Director, Regulatory Manager/Supervisor
Director, Compliance
Compliance Director & FINOP
Penn State University
Recommendations: 0
t****[email protected]
William Curran
Head of Fixed Income Compliance - Citadel Securities
New York, New York
Head of Fixed Income Compliance - Citadel Securities
Executive Director
Associate
Executive Director
Regulatory Counsel
Executive Director / Compliance Director
Seton Hall Law School
Rutgers College
Governor Livingston
Recommendations: 0
Hedge Funds
Alternative Investments
Securities Lending
Prime Brokerage
Derivatives Clearing
Collateral Management
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Susan Doherty
Compliance Director Global Training
New York, New York
Compliance Director Global Training
Compliance Vice President Global Wealth Management
Director of Internal Audit
Vice President, Privacy Compliance and Ethics, CIPP
Chief Compliance Officer AEBC
University of California, Los Angeles
Pace University - Lubin School of Business
Recommendations: 0
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Lee Binks
Deputy Chief Compliance Officer, Head of FRM Compliance
New York, New York
Deputy Chief Compliance Officer, Head of FRM Compliance
Chief Compliance Officer
Compliance Director
Associate Director
Senior Compliance Manager
Compliance Manager
University of East Anglia
Recommendations: 0
Investment Banking
Credit Derivatives
Dodd-Frank
Industry Advocacy
US Broker Dealer
CFTC
FINRA
Asset Managment
Elizabeth Uhl
Chief Compliance Officer
New York, New York
Chief Compliance Officer
Chief Compliance Officer
Chief Compliance Officer
Vice President - Compliance
Compliance Director
Princeton University
Recommendations: 0
