Top Compliance Consultants in New York, New York
Doug Shin
Vice President
New York, New York
Vice President
RISC and GRC Operations Officer (Deputy CISO)
Board Member - Vice President of NY/NJ Chapter
Consultant
Project Consultant
Chief Information Security Officer
Information Security and Risk Consultant
Chapter Leader
Cybersecurity Governance Consultant
Risk Management, Security and Compliance Consultant
Recommendations: 14
Application Security
Information Security
CISSP
Vulnerability Assessment
Security Architecture Design
IT Audit
Computer Security
Information Security Management
d****[email protected]
Beth Kleiman
FINRA non-public Dispute Resolution Arbitrator
New York, New York
FINRA non-public Dispute Resolution Arbitrator
Consultant
Lieutenant Commander
Compliance Consultant
Research Consultant
Contractor
New York University - Leonard N. Stern School of Business
University of Rochester
Long Beach High School
Recommendations: 8
Intercultural Communication
Business Development
Organization & prioritization skills
Visio
Risk Management
Securities
Executive Management
Due Diligence
b****[email protected]
Shahla Ali
Senior Compliance Advisor
New York, New York
Senior Compliance Advisor
CLO/CCO- Regulatory Affairs Specialist
Senior Legal and Compliance Consultant
Chief Legal Officer & Chief Compliance Officer
Chief Compliance Officer
Deputy Chief Compliance Officer
Assistant Attorney General
Boston University School of Law
Boston University- College of Arts and Sciences
Recommendations: 0
s****[email protected]
Denys Dlaboha
Compliance Analyst
New York, New York
Compliance Analyst
Risk Compliance Officer
Compliance officer - Consultant
Compliance Consultant
Compliance Officer
Compliance/Legal
Risk Compliance Officer
State University of New York at Albany
Recommendations: 0
Policy
AML
Hedge Funds
Fund Of Funds
Microsoft Excel
Investment Advisory Services
Investment Advisor Compliance
Broker-Dealer Compliance
d****[email protected]
d****[email protected]
Todd Spillane
CCO
New York, New York
CCO
Co-Founder
Executive Director
Chief Operating Officer
General Counsel, Chief Operating Officer, Chief Compliance Officer
Independent Compliance Consultant
CCO
CCO
CEO
Deputy General Counsel, CCO and Global Head of Product Development
Western New England University School of Law
Fairfield University
Recommendations: 0
Mutual Funds
Securities
Alternative Investments
Hedge Funds
Series 7
Asset Management
Equities
FINRA
t****[email protected]
Michael Violette
Local Television Intern
New York, New York
Local Television Intern
Campaign Manager
Video Producer
Ice Hockey Play by Play Broadcaster
Radio Broadcaster Apprenticeship
Morning Show Intern
Compliance Consultant
SEM Coordinator
Supervisor
Finisher and Packaging Assistant
Lake Forest College
St. George's School
Recommendations: 0
v****[email protected]
Tavis Buckley
Associate, Legal & Compliance
New York, New York
Associate, Legal & Compliance
Compliance Consultant
Compliance Officer
Contract Attorney
Newton Country Day School of the Sacred Heart
Trinity University
New England School of Law
Recommendations: 0
Legal Research
Legal Writing
Editing
t****[email protected]
Dwight Francis
Compliance Consultant
New York, New York
Compliance Consultant
Intern
Assistant Vice President - Securities Compliance
Software Engineer
Information Technology Coordinator
City University of New York-Brooklyn College
Queens College - CUNY
Bronx High School of Science
Recommendations: 0
Java
Python
C++
MySQL
Basic HTML
Microsoft Excel
Unix
HTML
d****[email protected]
