Top Compliance Consultants in Greater New York City Area

Sandip Kakar

Managing Director, Managing Counsel

Greater New York City Area

Managing Director, Managing Counsel

Principal, Legal and Compliance

Senior Associate (Private Funds/M&A)

Corporate Associate

Regulatory Compliance Consultant

Northwestern University

Saint John's University School of Law

Recommendations: 11

Private Equity

Corporate Governance

Investments

Corporate Finance

Mergers & Acquisitions

Financial Structuring

Investment Management

Hedge Funds

Robert Kelly MBA

Sr Manager IT Compliance, Security & Change Control

Greater New York City Area

Sr Manager IT Compliance, Security & Change Control

IT Compliance Consultant

Director IT Audit and Compliance

Director, Global Information Technology Compliance & Audits

Manager, IT Compliance

St. John's University, The Peter J. Tobin College of Business

Marist College

Recommendations: 9

IT Audit

Regulatory Compliance

IT Governance

SOX

Risk Management

Auditing

Governance

Risk Mitigation

Iskah Singh

Director, Global Anti-Corruption

Greater New York City Area

Director, Global Anti-Corruption

Ethics and Compliance Consultant

Head of Global Working Group on Anti-bribery and Corruption (concurrent w/Compliance & Ethics role)

Deputy Global Code and Compliance Officer

Assistant General Cousel - Labor & Employment

Associate

HIV/AIDS Education

Cornell Law School

Cornell University

Recommendations: 7

Compliance

Anti-corruption

Governance

Corporate Fraud...

Anti-bribery

Bribery

UK Bribery Act

Litigation

i****[email protected]

Daniel Rosenberg, CAMS

Senior Associate - Financial Services Regulatory Practice

Greater New York City Area

Senior Associate - Financial Services Regulatory Practice

Senior Compliance Officer, Co-Department Lead

Compliance Consultant (Contract)

Cash Management

AML Compliance Officer

Senior Compliance Associate

Acting Branch Manager

Operations Associate

Finance Intern

Yeshiva University

Recommendations: 6

AML

KYC

FX Options

Financial Markets

Foreign Exchange

Capital Markets

Securities

Risk Management

Alvin Florentino, CAMS, EA

Kristin Ross

Managing Principal

Greater New York City Area

Managing Principal

AML Manager

Manager

Officer, Anti-Money Laundering Dept

Compliance Consultant

Indiana University South Bend

Recommendations: 5

Project Management

Private Investigations

Research

Transaction Processing

AML

KYC

USA PATRIOT Act

Due Diligence

k*****@hotmail.com

Vice President, Sr AML Business Consultant Manager

Greater New York City Area

Vice President, Sr AML Business Consultant Manager

Enrolled Agent

AVP Sr BSA/AML Data Analyst

AVP, Sr Functional Testing Analyst

Compliance Consultant for HSBC

Financial Crime Risk Advisor - Compliance Officer

Anti-Money Laundering Consultant

Personal Banker/Officer

Information Technology Analyst

Saint Peter's University

University of Phoenix

Kean University

Recommendations: 5

Banking

Accounting

Sales

Auditing

Tax

Venture Capital

Sarbanes-Oxley Act

Payroll

Syed Alam, MBA

Legal Intern / Compliance Consultant

Greater New York City Area

Legal Intern / Compliance Consultant

Marketing Operations Professional, IBM Women and Diversity Marketing

Director, Head of Finance & Operations

Edcurator (Researcher and Content Generator)

Licensed Banker

Financial Service Representative IV

Pace University School of Law

University of Georgia - Terry College of Business

The University of Georgia

Recommendations: 5

Strategy Development

Customer Service

Business Relationship Management

Creative Problem Solving

Change Leadership

Strategic Leadership

Market Research

Marketing Strategy

Paul Vincent O'Keefe, CAMS

Risk & Compliance Practice: Manager

Greater New York City Area

Risk & Compliance Practice: Manager

Risk & Compliance Practice: Senior Consultant

Risk & Compliance Consultant

Compliance Officer

Broker Assistant

University of South Florida - College of Business Administration

Recommendations: 4

Financial Analysis

Anti-Money Laundering

Real Estate Finance

Investment Finance

Due Diligence

KYC

EDD

Compliance

Natalia Tabares

Compliance Consultant - Correspondent Banking

Greater New York City Area

Compliance Consultant - Correspondent Banking

Compliance Consultant - Case Analyst (AML & Debit Card)

Compliance Consultant - Correspondent Banking

Regional Compliance Officer

Contractor - Project Manager Compliance Dept.

Contractor - OFAC Analyst

Contractor

AFS Manager & Compliance Analyst

Paralegal

Senior Paralegal

Financial Analyst

Long Island University

New York State Education Department

Universidad Libre de Colombia

Recommendations: 4

AML

Correspondent Banking

USA PATRIOT Act

Due Diligence

OFAC

KYC

Compliance

Negotiation

Jeff Bridges

Director, Information Governance, NA, Data Protection Officer

Greater New York City Area

Director, Information Governance, NA, Data Protection Officer

Information Compliance Consultant

Mercer University - Walter F. George School of Law

Mercer University

Recommendations: 4

Records Management

Data Privacy

Privacy Protection

Online Privacy

Information Protection

Cross-functional Team Leadership

Strategic Leadership

Thought Leadership

Frank Lecardo

Data Integration Specialist

Greater New York City Area

Data Integration Specialist

U.S. Coast Guard Licensed Captain

Compliance Consultant

Client Service Coordinator

Financial Services Representative

Investment Counselor

Financial Services Associate

Sacred Heart University

Recommendations: 3

Training

Customer Service

Financial Services

Yacht Charters

Management

Charter

Account Reconciliation

Customer Relations

f****[email protected]

David CISSP

Information Security Service Manager

Greater New York City Area

Information Security Service Manager

Security Compliance Consultant

IT Consultant

Network Administrator/PC Support

University of Phoenix

Recommendations: 3

f****[email protected]

Kathleen Verlin

Compliance Officer

Greater New York City Area

Compliance Officer

Paralegal

Senior Analyst

Paralegal & eDiscovery Certificates

Compliance Consultant

Vice President

Supervisory Analyst

Pace University - Lubin School of Business

Paralegal Certificate & eDiscovery Cerificate

Recommendations: 3

AML

Internal Audit

Business

Securities

FINRA

SEC

Equities

Financial Services

k****[email protected]

Sarara Maeda

Vice President

Greater New York City Area

Vice President

Project Manager : IT Security Compliance Consultant

Project Manager : Front office global project

Account Manager (as part of ITS)

MVS Operations Support Analyst

Internationalization Specialist (Java Applications and Implementation Development Team)

Hitotsubashi University

広島大学

McGill University

Recommendations: 2

ITIL

IT Service Management

Business Analysis

Change Management

Japanese

Six Sigma

Management

Project Management

Sylvie Mougel

GxP Compliance Consultant

Greater New York City Area

GxP Compliance Consultant

Complaints Management

Site Quality Plan Manager

Devices Complaints coordinator

Quality Assurance Representative

Director, Data Integrity Program

Associate Director, Global Quality Audit

IE (Instituto de Empresa)

Recommendations: 2

Quality System

Risk Management

Certified Lead Auditor

Quality Auditing

Global Compliance

Regulatory Affairs

GxP

quality assurance

Dima Khantsis

Vice President

Greater New York City Area

Vice President

Prime Brokerage, Securities Lending, Futures Compliance Consultant

Regulatory Compliance Consultant

AML Specialist - Consultant

Product Manager and Compliance Liaison

AML Business Analyst

AML and Fraud Consultant

AML/OFAC Consultant

Management Consultant

Legal Intern

Senior Accountant and Customer Services Rep.

Consultant

Internal Auditor and Financial Analyst

Brooklyn Law School

University of Pennsylvania - The Wharton School

Recommendations: 2

AML

KYC

OFAC

Bank Secrecy Act

Legal Compliance

Regulations

Regulatory Requirements

SQL

Christie A. Simpson-Torres

Regulatory Affairs Manager, Global Strategic Labeling

Greater New York City Area

Regulatory Affairs Manager, Global Strategic Labeling

Regulatory Labeling & Compliance Consultant

Senior Regulatory Consultant – AdPromo & Labeling

Regional Regulatory & Compliance Specialist

Assistant Director, Advertising & Promotions

DDMAC & Labeling Consultant

Regulatory Affairs Analyst - contract

Regulatory Operations Regional Dossier Lead - contract

Regulatory Affairs Specialist

Regulatory Affairs Specialist - contract

Regulatory Affairs Associate

Quality Control Documentation Clerk / Regulatory Affairs Technician - internship

Quality Assurance & Compliance Technician - internship

Rutgers, Center for Management Development

Rutgers, The State University of New Jersey-New Brunswick

Rutgers University, Cook College

Recommendations: 2

Pharmaceutical Industry

GMP

Regulatory Affairs

FDA

Validation

Sop

Product Development

Change Control

Andrea Ball

Greater New York City Area

Agency Services Manager

Assistant Vice President

Director, PSIB

Director Of Operations

Multinational Resource Manager

Agency Services Coordinator

Broker Compliance Consultant

Assistant Vice President, Agency Services Manager, Strategic Marketing

Contingent Commission Team Leader

Fairleigh Dickinson University

Lin-Wood High School

Recommendations: 2

PowerPoint

Project Management

Change Management

Insurance

Underwriting

Process Improvement

Management

Customer Service

a*****@prosightspecialty.com

Nathan Cromley

Project Associate

Greater New York City Area

Project Associate

Compliance Consultant

Client Management Attorney

Associate Attorney

Contract Attorney

Law Clerk

Judicial Extern

Research Assistant

Indiana University Robert H. McKinney School of Law

Penn State University

Recommendations: 2

Legal Research

Compliance

Anti Money Laundering

Legal Writing

KYC

Due Diligence

SAR

Natasha Kassian

Legal and Compliance Consultant

Greater New York City Area

Legal and Compliance Consultant

Managing Director, Counsel and Chief Compliance Officer of Rothschild Asset Management Inc.

General Counsel & Chief Compliance Officer

Global Head of Corporate and Regulatory Compliance, Deputy Chief Compliance Officer

Chief Compliance Officer, Aptigon (closed)

St. John's University School of Law

Queens College

Recommendations: 1

Hedge Funds

Asset Management

Compliance

Securities Law

Securities

Alternative Investments

AML

Fixed Income

Jimmy Peterson

Senior Client Partner, Adobe Advertising Cloud

Greater New York City Area

Senior Client Partner, Adobe Advertising Cloud

Team Lead, Corporate Sales

Senior Account Executive

Senior Account Executive, Field Sales

GeoCommerce Sales

Regional Finance & Compliance Consultant

Loan Analyst

University of San Diego

Gonzaga-in-Florence

Whitefish High School

Recommendations: 1

Microsoft Excel

PowerPoint

Negotiation

Customer Service

Sales

Finance

Sales Process

Online Advertising

Patrick Whelan, CISA

Sales Manager, Financial Division

Greater New York City Area

Sales Manager, Financial Division

I.T. Security & Compliance Consultant

Business Development Manager

Account Executive

Residential Sales Representative

Quinnipiac University

Lynchburg College

Mattituck

Recommendations: 1

Management

Business Development

Leadership

Security

Cloud Security

Strategic Consulting

IT Strategy

Information Security

w****[email protected]

Spence Halperin, LMSW

Diaspora Community Services -Health Home Quality Improvement and Clinical Training

Greater New York City Area

Diaspora Community Services -Health Home Quality Improvement and Clinical Training

Community Health Care Association of NYS - Government and Foundation Grant Developer - Consultant

Village Care of New York - Manager of Quality Assurance

Hetrick-Martin Institute - Government Grant Consultant

Poetry Outreach Center - Grant Developer Consultant

VIP Community Services -Grant Developer

City College of New York, Continuing and Professional Studies - Development Consultant

LAPA Fundraising - Sr. Grants Officer Consultant

Greenhope Services for Women - Grant Writing Consultant

Project Hospitality - Director of HIV Services

Momentum AIDS Project - Director of Client Services

The Floating Hospital - Program Director for Scatter Site Housing Program

Silberman (Hunter) School of Social Work - Adjunct Lecturer in Social Work and Psychology

Weston United - Compliance Consultant for Community Based Mental Health Agency

N. Cheng and Co. - Compliance Consultant

Community Health Action of Staten Island - Quality Assurance Consultant for Health Home program

BOOM!Health - Quality Assurance for Health Home Care Coordination program.

Connecticut Renaissance - Government Grant Consultant

St. Christopher's Inn - Grant Developer

Acacia Network - Grant Writing Strategist for Healthcare and Housing Provider in the Bronx

Bronx Parent Housing Network - Government Grant Consultant

The Ali Forney Center - Government Grant Developer

Praxis Housing - Social Work and Grant Writing Consultant for Housing Agency

ECQ Group - Grant Writing Consultant

Bronx Pride - Grant writer for LGBT Community Based Organization in the Bronx

Harlem United - Grant Writer for HIV/AIDS Community Based Organization

Woodhull Medical Center - Government Grant Writing Consultant for NYC Public Hospital

King's County Medical Center - Grant Writing Consultant for New York City HHC

City University of New York Graduate Center

Silberman School of Social Work at Hunter College

Carnegie Mellon University

Columbia University in the City of New York

Recommendations: 1

Research

Microsoft Office

Microsoft Excel

Grants

Teaching

Leadership Development

Budget

Social Services

Denisse Gil

Research Analyst at JPMorgan Chase

Greater New York City Area

Research Analyst at JPMorgan Chase

Compliance Analyst at UBS

Project Manager

Case Management Liaison

Financial Compliance Consultant

Compliance Court Agent

Contract Litigation Analyst

Fundraising Intern

Paralegal

Legal Research intern

Paralegal

Syracuse University College of Law

Syracuse University

Recommendations: 0

Litigation Support

Legal Research

Document Review

Westlaw

Due Diligence

Spanish

Lexis

Editing

Francisco Hewlette

Settlement Agent

Greater New York City Area

Settlement Agent

Mortgage Closer/Notary Public

Compliance Consultant

Branch Manager

Operations Specialist

Dowling College

University of Maryland College Park

Recommendations: 0

f****[email protected]

Robert Civile, QKA, CEBS

Compliance Consultant

Greater New York City Area

Compliance Consultant

Robert J. Civile, Esq.

Vice President

Director/Risk Management and Compliance

Assistant Vice President/Implementation Project Manager

Benefits Consultant/Project Manager

Benefits Administrator/Supervisor

St. John's University

Seton Hall University

New York University

Recommendations: 0

Leadership

Leadership Development

Communication

Coaching

Contract Negotiation

Legal Advice

Legal Compliance

Legal Documents

Rachel Eve Meyer

Chief Compliance Officer

Greater New York City Area

Chief Compliance Officer

Senior Compliance Consultant

Senior Vice President, Senior Regulatory Consultant

Associate, Private Funds & Investment Management Practice Groups

Associate, Investment Management Practice Group

Associate, Private Equity Funds Group

Associate, Litigation Practice Group

Judicial Summer Intern

University of Chicago Law School

New York University School of Law

University of Pennsylvania

Recommendations: 0

Due Diligence

Hedge Funds

Private Equity

Securities

Mutual Funds

Securities Regulation

Margarita Chiriboga

Owner Principal

Greater New York City Area

Owner Principal

CSRS Manager

Social Compliance Consultant

Quality Assurance Coordinator

Franklyn Verduga College (Ecuador)

Recommendations: 0

Corporate Social Responsibility

Quality Assurance

Quality Management

Iso 9000

Quality System

Sustainability

Quality Auditing

Auditing

Virginia F. Hartley

Director | Legal & Compliance

Greater New York City Area

Director | Legal & Compliance

Compliance Consultant

Legal Compliance Analyst

Paralegal | Enforcement & Investigation | Legal Affairs

Corporate Paralegal

Paralegal

Securities Litigation Administrator

Paralegal

Senior Paralegal/Corporate Compliance

New York University

John Jay College of Criminal Justice

City University of New York-John Jay College of Criminal Justice

John Jay College of Criminal Justice

Virginia F. Hartley

Recommendations: 0

Microsoft Excel

Outlook

PowerPoint

Software Documentation

Budgets

Legal Compliance

Employee Relations

Leadership

v****[email protected]

Andrew Hennessey

Sr. Scientific and Engineering Recruiter

Greater New York City Area

Sr. Scientific and Engineering Recruiter

Lead Scientific Recruiter

Compliance Consultant

Account Recruiting Manager

Professional Lacrosse Player

Bryant University

Recommendations: 0

Permanent Staffing

Pharmaceutical Industry

Cosmetics

Permanent Placement

Food Manufacturing

Biotechnology Industry

Recruiting

Sales

Sean Roos

Compliance Associate and Project Manager (through Axiom)

Greater New York City Area

Compliance Associate and Project Manager (through Axiom)

Compliance Associate, Morgan Stanley Fund Services (through Axiom)

Compliance Associate and Project Manager (through Axiom)

Compliance Consultant

Chief Operating Officer

Summer Associate

Judicial Intern

Litigation Paralegal

Benjamin N. Cardozo School of Law, Yeshiva University

Rutgers University

Recommendations: 0

Operations Management

Legal

Analysis

Investments

Trials

Management

Hedge Funds

Criminal Law

Harris Bogner

Senior Compliance Consultant

Greater New York City Area

Senior Compliance Consultant

New York Law School

University at Albany, SUNY

Recommendations: 0

Hedge Funds

Alternative Investments

Equities

Asset Allocation

Private Equity

Fund Of Funds

Registered Investment Advisor

CCO

h****[email protected]

Chris Sillman

Compliance Consultant

Greater New York City Area

Compliance Consultant

Legal Intern

Vice President

Pace University School of Law

University of Richmond

Recommendations: 0

Legal Writing

Westlaw

Corporate Law

Intellectual Property

Legal Research

Research

Raya Njeim

Event Organizer & Team Manager

Greater New York City Area

Event Organizer & Team Manager

Jon Batiste's Personal Assistant

Assistant Compliance Consultant

Assistant Manager

Marketing Manager and Sales Representative

Marketing Planner

Assistant marketing manager and sales representative

Metropolitan College of New York

Saint Joseph University .

Notre Dame de Jamhour

Recommendations: 0

Advertising

Marketing

Microsoft Office

Teamwork

Event Planning

Market Planning

Marketing Communications

Social Media

Maureen Cajoux, Esq.

Counsel

Greater New York City Area

Counsel

VP Broker Dealer / Investment Advisor Department

Securities Litigation and Compliance Consultant

Securities Corporate Counsel and AVP

Associate Counsel

Case Administrator

Legal Clerk

Operations Analyst

New York Law School

New York University

Recommendations: 0

Securities Litigation

FINRA

Securities Regulation

Mediation

Class Actions

Arbitration

SEC

Litigation

Neil Desai

Compliance

Greater New York City Area

Compliance

Compliance Consultant

Compliance Analyst (Consultant)

Strategic Adviser

Investment Analyst

Summer Analyst

New York University - Leonard N. Stern School of Business

Recommendations: 0

Investments

Private Equity

Asset Allocation

Hedging

Strategy

Financial Modeling

Valuation

Hedge Funds

Amar Patel, Esq.

AML/KYC Analyst - Client Onboarding

Greater New York City Area

AML/KYC Analyst - Client Onboarding

AML & Sanctions Compliance

Anti-Money Laundering Compliance Consultant

Thomas M. Cooley Law School

Virginia Commonwealth University

Recommendations: 0

Legal Writing

Litigation

Civil Litigation

Wine

Criminal Defense

Appeals

Administrative Law

Due Diligence

Rob Harper

Head of Operations and Client Fulfillment

Greater New York City Area

Head of Operations and Client Fulfillment

Senior Consultant

Senior AML Compliance Consultant

CEO

Senior Consultant

Senior AML/ KYC Consultant

Chief Of Staff

Arkansas State University

New York University

Recommendations: 0

Creative Writer

Report Writing

Speech Writing

Risk Assessment

KYC

AML

Financial Risk

Banking

Joe Schneider

Regulatory Counsel & Chief Compliance Officer

Greater New York City Area

Regulatory Counsel & Chief Compliance Officer

Compliance Consultant

Associate Attorney

Senior Compliance Officer

Recommendations: 0

Tamara Hove

Compliance Consultant

Greater New York City Area

Compliance Consultant

Manager, Investment Governance

International Risk & Compliance Manager

Risk & Compliance Analyst

University of Western Sydney

Recommendations: 0

Investment Governance

Enterprise Risk Management

Compliance

Trust Services

Financial Risk

Financial Services

Investments

Strategic Financial Planning

t****[email protected]

Maxwell Kuritzky

Sales And Marketing Specialist

Greater New York City Area

Sales And Marketing Specialist

General Counsel Rotational Analyst

Sr. Sales Development Representative

Research Analyst

New Business Director

Sales Development Representative

OTC Derivatives Compliance Consultant

Syndication Intern

Bernard M. Baruch College

Hebrew Academy of The Five Towns and Rockaway

Recommendations: 0

Due Diligence

Financial Modeling

Valuation

Analysis

Corporate Finance

Financial Analysis

Data Analysis

Capital Markets

Jennifer Asencio, CPC, CPMA

Compliance Manager

Greater New York City Area

Compliance Manager

Manager, Physician Compliance Audit

Healthcare Compliance Consultant

Project Manager - Reimbursement Analyst

Managed Care Claims Analyst

Compliance Auditor

Compliance Clerk

St. Joseph's College

Recommendations: 0

Healthcare

Healthcare Management

Healthcare Information Technology

Hospitals

HIPAA

Healthcare Consulting

EHR

Revenue Cycle

Bob MBA

Sr Manager IT Compliance, Security & Change Control

Greater New York City Area

Sr Manager IT Compliance, Security & Change Control

IT Compliance Consultant

Director IT Audit and Compliance

Director, Global Information Technology (GIT) Compliance & Audits

Manager, Methods & Procedures

St. John's University NY

Marist College

Recommendations: 0

Compliance

SOX

Auditing

IT Governance

Sarbanes-Oxley Act

Process Improvement

Risk Management

IT Management

Olga Onishchuk

Senior Compliance Officer

Greater New York City Area

Senior Compliance Officer

Compliance Consultant

Of-Counsel - Consultant

Attorney at Law

Market Watch/Corporate Governance Analyst

Senior Financial/Operational Examiner

New York Law School

Baruch College, City University of New York (CUNY)

Recommendations: 0

Series 7

Compliance

FINRA

Securities Regulation

Equities

AML

Broker-Dealer

o****[email protected]

Barbara Canary

Compliance Consultant

Greater New York City Area

Compliance Consultant

Project Manager

Compliance Manager

Project Coordinator

Managed Care Analyst

Cornell University

Recommendations: 0

Hospitals

Analysis

Negotiation

Strategy

Marketing

HIPAA

Data Analysis

Healthcare Management

b*****@cornell.edu

Brian Mitchell

Executive Director: Senior IT Risk Manager

Greater New York City Area

Executive Director: Senior IT Risk Manager

Independent IT Governance, Risk & Compliance Consultant

Director; Audit & Risk Review

Technology Risk Management

Senior Manager - Security & Technology Solutions

Information Risk Manager

Technology Auditor

Telecommuncations & Network Manager

Telecommunications Engineer

Apprentice Electrical Engineer

Recommendations: 0

Business Continuity

Risk Management

Information Security

Financial Risk

Management

CISA

Security

IT Strategy

b****[email protected]

Sabeena Liconte

Futures/Derivatives Counsel & Compliance Consultant

Greater New York City Area

Futures/Derivatives Counsel & Compliance Consultant

Law Clerk

Fordham University School of Law

St. John's University School of Law

Mitchell Hamline School of Law

Recommendations: 0

Securities Regulation

FINRA

Corporate Law

Securities

Legal Research

Financial Markets

Corporate Governance

Intellectual Property

David Esq.

Chief Compliance Officer and Principal

Greater New York City Area

Chief Compliance Officer and Principal

Dispute Resolution & Enforcement

Compliance Consultant

Global Regulatory Subject Matter Expert

Chief Compliance Officer

Maurice A. Deane School of Law at Hofstra University

The Johns Hopkins University - Carey Business School

University of Central Florida

Recommendations: 0

Research

Public Speaking

International Law

Data Analysis

Strategic Planning

Teamwork

Corporate Finance

Leadership

Peter MBA

Director of Finance/CFO

Greater New York City Area

Director of Finance/CFO

Financial Planning & Analysis Specialist

Government Compliance Consultant

Manager, Financial Planning and Cost Accounting

Manager, Cost Accounting and Estimating

Rider University

Recommendations: 0

Doris CFE

Vice President

Greater New York City Area

Vice President

Assistant Manager

Vice President

Senior Manager

Vice President

Product Analyst

Assistant Manager

Associate Director

Compliance Consultant

Fordham University School of Law

Hofstra University

St Francis prep

Recommendations: 0

Compliance

Risk Management

Due Diligence

Banking

Internal Controls

Financial Institutions

Enterprise Risk Management

Internal Audit

Daniel Backman

Investment Sales Specialist

Greater New York City Area

Investment Sales Specialist

Investment Consultant

Wealth Management Advisor

Regional Sales Consultant

Senior Compliance Consultant

University of New Haven

Recommendations: 0

Retirement Planning

Retirement

Fixed Annuities

Mutual Funds

Investments

Strategic Financial Planning

Series 7

IRAs

Harry Wagner

Technical Account Manager

Greater New York City Area

Technical Account Manager

Associate - Portfolio Compliance and Operations

AML/KYC Compliance Consultant

AML Compliance Consultant

Washington and Lee University School of Law

Concordia University, Nebraska

Recommendations: 0

Hedge Funds

Fixed Income

Investments

AML

Portfolio Management

Asset Managment

Risk Management

Equities

w****[email protected]

Suzanne MBA

VP, Credit and Solutions Data Steward

Greater New York City Area

VP, Credit and Solutions Data Steward

VP - Head of Data Integrity Standards & Controls

Data Governace Specialist

Data Scientist

Senior Compliance Data Analyst

Temporary Lead Data Steward

Risk Management and Lending Production Development Analyst

Data Governance Specialist

Head of Data Quality DASA Cards and Payments

Regulatory Compliance Consultant

New York University

Rutgers University

University of Phoenix

Recommendations: 0

Marianna Paolo

CCO-AML Consultant

Greater New York City Area

CCO-AML Consultant

Compliance Consultant

Owner/Partner Compliance Consultaning

Director of Admin, Op's & Compliance

New York University - Leonard N. Stern School of Business

Recommendations: 0

AML

FINRA

Series 24

Series 79

SEC

Compliance Officer BD's, IA's, Investment Firm's, Hedge Funds & PP

Dodd-Frank Remediation

1014 & 1017 Application Manager

Tara Parham

Consultant Business Project Manager- Lead Change Agent

Greater New York City Area

Consultant Business Project Manager- Lead Change Agent

HHS Management Government Consultant / Health IT Solutions Consultant

HHS Senior Business Analyst - Louisiana MMIS Replacement Project

HHS Lead Business Process Analyst - MMIS & Money Follows the Person Demonstration Grant

Healthcare Business Analyst & Medicaid Auditor

Compliance Consultant | Account Manager

Regional Account Manager | TPL Recovery Auditor

National Appeals & Compliance Analyst

Recommendations: 0

Healthcare Information...

Software Development

Business Process...

Process Analysis

System Implementations

Project Management

Technical Writing

MMIS

Christopher Price - CAMS, AMLP

Assistant Director - FIS Regulatory Advisory Services

Greater New York City Area

Assistant Director - FIS Regulatory Advisory Services

Senior Compliance Manager

Compliance Solutions Specialist

Independent BSA/AML Contractor

Vice President/Sanctions Enforcement Officer

Compliance Officer

BSA/AML Compliance Specialist

Senior Regulatory Compliance Consultant

OFAC Officer

Manhattan College

Recommendations: 0

Sanction

AML

Financial Risk

Policy

USA PATRIOT Act

OFAC

Auditing

Training

Amy Schachter

Affirmative Action Compliance Consultant

Greater New York City Area

Affirmative Action Compliance Consultant

Unemployment Insurance Consultant

Hofstra University

Recommendations: 0

o****[email protected]

Eveanne Wood

Senior Regulatory Compliance Analyst

Greater New York City Area

Senior Regulatory Compliance Analyst

Senior Compliance Consultant

Regulatory Compliance Consultant

Regulatory Compliance Manager

Senior Compliance Analyst

Senior Regulatory Affairs & Compliance Analyst

Senior Compliance Analyst

Sales Representative Regional Account Services

Caldwell College

Perth Amboy High School

Recommendations: 0

Health Insurance

Pet Insurance

Product Development

Regulatory Research

Regulatory Affairs

Inland Marine

Casualty Insurance

Terrorism Insurance

e****[email protected]

Priya Sharma

Compliance - Control Room, Associate

Greater New York City Area

Compliance - Control Room, Associate

Operations- Policy & Quality Assurance, Associate

Operations- Regulatory Reform Team, Senior Analyst

Compliance Consultant, Goldman Sachs

Compliance Intern

Research Associate

University of Baltimore School of Law

Penn State University

Recommendations: 0

Investments

Securities

Insurance

Due Diligence

FINRA

Financial Planners

Microsoft Excel

Legal Research

Denis Demers, PhD, LMSW

Group Facilitator - The Dwyer Project

Greater New York City Area

Group Facilitator - The Dwyer Project

Mental Health Educator -- Seniors and Veterans

Corporate Compliance Consultant

Director of Mental Health Outpatient Services

State University of New York at Stony Brook

Boston College

St. Anselm College

Recommendations: 0

Social Services

Public Speaking

Public Health

Mental Health

Program Development

Nonprofits

Policy Analysis

Wellness

Albert Marquez

Corporate Vice President

Greater New York City Area

Corporate Vice President

Assistant Vice President

Director Compliance Examinations

Senior Compliance Examiner

Senior Compliance Consultant

Contract Attorney

Criminal Defense Attorney

Field Representative

Fordham University School of Law

California State University-Los Angeles

Recommendations: 0

David CISSP

IT Security & Compliance Consultant

Greater New York City Area

IT Security & Compliance Consultant

Principal Security Architect

Senior Security & Network Engineer

Sr. Technical Account Manager

Director Of Technology

Rutgers University, Cook College

Recommendations: 0

d*****@lohmann.net

George Pombar

Chief Risk Officer - Abacus Federal Savings Bank, NY

Greater New York City Area

Chief Risk Officer - Abacus Federal Savings Bank, NY

Chief Compliance Officer

Compliance Consultant

Chief Administrative Officer - Senior Vice President

Senior Vice President

Deputy Chief Compliance Officer - First Vice President

COMPLIANCE & CONTROLS EXECUTIVE

Compliance & Controls Director

Compliance & Fraud Controls Director

Controls Director

Relationship Manager

Group Control Director & Operations Director

Director

Director of Operations

Management Trainee to Director

LIU Post

Long Island University

Queensborough Comm. College

Recommendations: 0

Operational Risk

Banking

Risk Management

Credit Cards

Auditing

Financial Risk

Risk Assessment

Management

g****[email protected]

Michelle Lopez

Senior Vice President, Employment Practices Group & Human Resouces Business Partner

Greater New York City Area

Senior Vice President, Employment Practices Group & Human Resouces Business Partner

Human Resources Business Strategy, Compliance Consultant

Human Resources Business Partner Consultant, Training & Development

Leadership & Training Consultant

Vice President, Associate General Counsel, Labor and Employment Practices Group

Senior Vice President Human Resources, Employment Practices Group

Human Resources Business Strategist, Principal

Human Resources Business Partner, Consultant

University of Wisconsin Law School

University of Wisconsin-Milwaukee

Recommendations: 0

Employment Law

Strategy

Training

Employee Relations

Social Media

Mediation

Team Building

Negotiation

Diliana Gutierrez

AML/KYC Quality Control Analyst

Greater New York City Area

AML/KYC Quality Control Analyst

Client Onboarding Specialist

Compliance Consultant

New Accounts/Year-End Consultant

William Paterson University of New Jersey

Recommendations: 0

Data Entry

Customer Service

Bilingual-Spanish

Event Planning

Morningstar

Mutual Funds

Microsoft Excel

Computer Literate

Michael Spaltro, Esq.

Compliance Consultant

Greater New York City Area

Compliance Consultant

Contract Attorney

Judicial Clerk

Sales Representative

Seton Hall University School of Law

Rowan University

Recommendations: 0

Legislative Research

Legal Compliance

Legal Writing

Legal Research

Solution Implementation

Legislative Policy

Legislative Issues

Pharmaceutical Industry

Lauren D'Albero

National Affairs Analyst

Greater New York City Area

National Affairs Analyst

Compliance Consultant

Project Manager

Attorney

Legal Intern

Summer Graduate Intern

Legal Intern

Clerical Associate

Widener University School of Law (PA)

Pace University

Recommendations: 0

Arbitration

Criminal Law

Litigation

Westlaw

Legal Writing

Courts

Mediation

Legal Research

l****[email protected]

Thadeous Edwards

AVP - Subpoena Escalation Quality Control Specialist

Greater New York City Area

AVP - Subpoena Escalation Quality Control Specialist

Anti-Money Laundering Compliance Analyst

Compliance Consultant 4 - Contractor

Compliance Officer - Contractor

Compliance Intern

Law Clerk

Resident Manager

Summer Intern

Widener University School of Law

Kutztown University of Pennsylvania

Recommendations: 0

Legal Research

Westlaw

Legal Writing

Banking

Microsoft Office

Customer Service

PowerPoint

Microsoft Excel

t****[email protected]

Christopher Exon

Process Chemistry / GMP Compliance Consultant

Greater New York City Area

Process Chemistry / GMP Compliance Consultant

VP - Process Research & Synthesis (Chemical Synthesis)

Kilo Laboratory Section Head

Process Research Scientist

Indiana University Bloomington

University of Southampton

Recommendations: 0

Pharmaceutical Industry

Drug Discovery

Clinical Development

Oncology

Drug Development

Biotechnology

Clinical Trials

Lifesciences

Shen Yuan Huang

Quality Engineer

Greater New York City Area

Quality Engineer

Quality Systems Engineering Consultant

Quality & Regulatory Compliance Consultant

Quality & Mechanical Engineer

Mechanical Engineer III

Laboratory Researcher

Undergraduate Researcher

Cornell University

Recommendations: 0

Testing

Engineering

Solidworks

Matlab

Manufacturing

Mechanical Engineering

Microsoft Office

Systems Engineering

Yvonne Clarke

Assistant Vice President | Compliance Consultant

Greater New York City Area

Assistant Vice President | Compliance Consultant

Assistant Vice President |AML/KYC due diligence and data management at Institutional Client Group

Senior Compliance Officer

Business Systems Analyst

Baruch College

Recommendations: 0

x****[email protected]

Melissa Rau

Investment Compliance Consultant

Greater New York City Area

Investment Compliance Consultant

Senior Compliance Associate

Intern

Providence College

University of Richmond, Florence

Recommendations: 0

Compliance

BlackRock Aladdin

Bloomberg

Investment Management

Investment Company Act

Investments

Fixed Income

Securities

Marcus DePontes

Managing Partner

Greater New York City Area

Managing Partner

Regulatory Compliance Consultant

Rutgers University-New Brunswick

Recommendations: 0

Fire Safety

Emergency Management

Compliance

Occupational Health

Disaster Preparedness

Physical Security

Risk Assessment

Homeland Security

Ramón de la Cruz

President

Greater New York City Area

President

In House Legal & Compliance Consultant

Director, Division of Elections

University of Michigan - Stephen M. Ross School of Business

Rutgers University School of Law

Seton Hall University

American Academy of Dramatic Arts

Recommendations: 0

Etienne Muhammad, J.D., LL.M.

Corporate Paralegal

Greater New York City Area

Corporate Paralegal

ISDA Negotiator

Dodd Frank Regulatory Reporting Team

LLM in Financial Services Graduate

Compliance Consultant

Regulatory Risk & Compliance Management

Law Clerk

Area Defense Counsel Paralegal

New York Law School

Southern University Law Center

Southern University and Agricultural and Mechanical College at Baton Rouge

Recommendations: 0

Welfare

Wellness

Litigation

Securities

Legal Compliance

Fair Lending

AML/KYC

ISDA negotiations

e****[email protected]

Ross CFE

Vice President - Cyber Risk Services & Organizational Resilience

Greater New York City Area

Vice President - Cyber Risk Services & Organizational Resilience

AML/Regulatory Compliance Consultant

Lead Intelligence Analyst

Intelligence Analyst

Client Service Associate

Analytic Exchange Program (AEP)

Manager, Cybersecurity & Privacy

University of Michigan

New York University

Seton Hall University

Recommendations: 0

David Wall, MBA

Senior Project Manager

Greater New York City Area

Senior Project Manager

Project Manager

Compliance Consultant

Consultant

Broker Liaison / Project Lead

Documentation Specialist

Paralegal

Rutgers University-New Brunswick

Kaplan University Online

Recommendations: 0

Project Management

Management

Strategic Planning

Data Analysis

Leadership

Analysis

Social Media Marketing

Insurance

Alan Tuchmann

Financial Advisor

Greater New York City Area

Financial Advisor

Member

Hazardous, Biomedical and Pharmaceutical Waste Compliance Consultant

Hazardous Materials Coordinator

CEO

Southern Connecticut State University

Recommendations: 0

Waste Management

Radiation Safety

Hospitals

Retirement

Waste

Estate Planning

Retirement Planning

Sustainability

rebecca sant

Associate Director, Benefits & Wellness

Greater New York City Area

Associate Director, Benefits & Wellness

Benefits Manager

Compliance Consultant

Benefits Associate

University at Albany, SUNY

Recommendations: 0

Employee Benefits

Deferred Compensation

HRIS

Employee Relations

Management Consulting

Job Evaluation

SAP HR

Personnel Management