Top Chief Compliance Officers in Seattle, Washington

James Philip

President

Seattle, Washington

President

Chief Compliance Officer

Chief Compliance Officer

Owner/Director

Senior Business Leader, Compliance

Director - Compliance Assurance Officer

Project Management Institute

South African Institute of Financial Markets

South African Institute of Professional Accountants

Recommendations: 8

AML

Risk Management

Auditing

Financial Risk

Enterprise Risk Management

Operational Risk Management

Corporate Governance

Due Diligence

j*****@jimflip.com

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Rick Smirl

Executive Director/Chief Executive Officer

Seattle, Washington

Executive Director/Chief Executive Officer

Partner

Chief Legal Counsel - Investment Management

Chief Compliance Officer - Investment Management

Chief Legal Officer

Chief Operating Officer

Chief Operating Officer - Investment Management

Recommendations: 0

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