Top Chief Compliance Officers in Los Angeles, California
Donna Barnes
Vice President
Los Angeles, California
Vice President
Chief Compliance Officer
Senior Vice President
Senior Vice President
Pepperdine University, The George L. Graziadio School of Business and Management
Recommendations: 0
d****[email protected]
Matthew Whelan
Executive Vice President/ CFO
Los Angeles, California
Executive Vice President/ CFO
Vice President, Litigation Support
Vice President / CFO
Exec. Vice President/ CFO/ Director
Manager, Senior Accountant and Staff Accountant
Managing Director - Finance
Principal
Managing Director- Finance & Operations, Chief Financial Officer, Chief Compliance Officer
University of Southern California
Recommendations: 0
m****[email protected]
Scott Brody
SVP, Chief Compliance Officer, Broker-Dealers
Los Angeles, California
SVP, Chief Compliance Officer, Broker-Dealers
SVP, Senior Compliance Officer
Senior Vice President, Chief Compliance Officer
Senior Compliance Examiner
Senior Compliance Analyst
Senior Sales Specialist
Recommendations: 0
d****[email protected]
Rodney Vencatachellum
Director, Global Equities Compliance
Los Angeles, California
Director, Global Equities Compliance
Managing Director and Global Chief Compliance Officer
Director of Compliance
Executive Director (Vice President), Securities Division Compliance - Equities
Recommendations: 0
r****[email protected]
Julianne Fries
SVP, Governance and Administration
Los Angeles, California
SVP, Governance and Administration
Chief Compliance Officer
Managing Director/Chief Compliance Officer
Managing Director, Chief Compliance Officer
SVP, Group Head, Risk and Pricing, Wealth Management & Private Banking
SVP, Chief Compliance Officer, Wealth Management Services
Recommendations: 0
Capital Markets
Risk Management
Securities
Banking
Fixed Income
Series 24
Loans
Mortgage Lending
j****[email protected]
