Top Chief Compliance Officers in Greater St. Louis Area
Cathy Arshadi
Senior Vice President, Controller & Chief Compliance Officer
Greater St. Louis Area
Senior Vice President, Controller & Chief Compliance Officer
Management Analyst
University of Missouri-Saint Louis
Recommendations: 1
c****[email protected]
Nicole Bolton
Senior Vice President, Human Resources & Chief Compliance Officer
Greater St. Louis Area
Senior Vice President, Human Resources & Chief Compliance Officer
Vice President of Legal and Chief Compliance Officer
Associate General Counsel
Employment and Benefits Counsel
Associate
University of Minnesota Law School
Northern Illinois University
Northern Illinois University
Recommendations: 0
n****[email protected]
Shaun Bobo
Owner/Trainer/Coach
Greater St. Louis Area
Owner/Trainer/Coach
Owner
Chief Compliance Officer / Trainer
Corporate Sales Trainer
Regional Sales Manager/Trainer Coach
General Manager of Sales
Inside Sales Trainer
Sales Representative/Team Leader
Wiley College
The Equitable Buisness School
Edwardsville Sr High
Recommendations: 0
Telemarketing Guru Member
b****[email protected]
s****[email protected]
Jena Bjornson
Chief Compliance Officer
Greater St. Louis Area
Chief Compliance Officer
Director, Deputy Chief Compliance Officer
Managing Director
Chief Compliance Officer
Chief Compliance Officer
Chief Compliance Officer and AML Compliance Officer
Director of Compliance
Compliance Manager
RIA Compliance Director
Seton Hall University School of Law
Oklahoma State University
Recommendations: 0
Hedge Funds
Securities Regulation
FINRA
Asset Managment
Alternative Investments
Equities
Investment Advisers Act
Securities
j****[email protected]
Janice Forsyth
Member
Greater St. Louis Area
Member
Vice President, General Counsel and Secretary
Vice President and Deputy General Counsel
Vice President and Chief Compliance Officer
Counsel
Senior Vice President, General Counsel and Corporate Secretary
Saint Louis University School of Law
St. Louis University
University of Cincinnati
Western College for Women
Glen Ridge High School
Recommendations: 0
Litigation Management
Compliance
Healthcare
Pharmaceuticals
PBM
Administration
Negotiation
Strategic Planning
j****[email protected]
David Baker
Chief Deputy Prosecutor
Greater St. Louis Area
Chief Deputy Prosecutor
SVP, Chief Compliance Officer
SVP, Group General Counsel & Chief Compliance Officer
Global Compliance Leader and Associate General Counsel-Six Sigma Black Belt
JD/MBA; CPCU, CIPP, ARM-E
Recommendations: 0
Commercial Litigation
Corporate Governance
Corporate Law
Due Diligence
Financial Services
Insurance
Leadership
Legal Compliance
d****[email protected]
John Olsen
Securities Compliance Examiner
Greater St. Louis Area
Securities Compliance Examiner
Senior Manager
Chief Compliance Officer
Chief Compliance Officer and Chief Risk Officer
Chief Compliance Officer - Stifel
Chief Operating Officer
Brooklyn Law School
St. John's University, New York
The Catholic University of America, Columbus School of Law
Recommendations: 0
j****[email protected]
Dan Haynes
Senior Consultant
Greater St. Louis Area
Senior Consultant
Compliance Solutions Advisory Board Member
Chief Compliance Officer
Chief Compliance Officer
Chief Compliance Officer
Bank Secrecy Act Officer, Security Officer, Operations
University of Illinois Springfield
Millikin University
Meridian High School
Recommendations: 0
Compliance
SEC
USA PATRIOT Act
OFAC
AML
Bank Secrecy Act
Investment Advisers Act
Social Media
d****[email protected]
Larry Christopher
Vice President, Associate General Counsel, Litigation/Chief Compliance Officer
Greater St. Louis Area
Vice President, Associate General Counsel, Litigation/Chief Compliance Officer
Recommendations: 0
l****[email protected]
Cindy Dolniak
Chief Compliance Officer / Office Manager
Greater St. Louis Area
Chief Compliance Officer / Office Manager
Vice President/Compliance/Registrations
Licensed Sales Assistant
Manager Licensing/Registrations/Trading
Sales Assistant
Southeast Missouri State University
Recommendations: 0
Compliance
Office Management
Management
Insurance
Registration
Regulatory Compliance
c****[email protected]
c****[email protected]
