Top Chief Compliance Officers in Greater San Diego Area
Bill Benvenuto
Dean's Board of Consultors
Greater San Diego Area
Dean's Board of Consultors
Vice President, Legal Affairs & Chief Compliance Officer
Assistant General Counsel & Compliance Officer
Assistant Compliance Officer
Sr. Director, Corporate Compliance
Catholic University - Columbus School of Law, Washington, D.C.
Villanova University
Greenwich High School
Recommendations: 12
Litigation
Licensing
Business Development
Risk Management
Commercial Litigation
Due Diligence
Regulatory Affairs
Corporate Law
b****[email protected]
Martha (Marty) Knutson
Health Lawyer
Greater San Diego Area
Health Lawyer
Capstone Track Leader, Health Policy and Law Program
Adjunct Faculty
Member, Legal & Regulatory Forum expert panel
Corporate Compliance Officer
VP and Chief Compliance Officer
Council Member
General Counsel and Legal Compliance Officer
Arbitrator
Associate Attorney
Instructor
The George Washington University
American University Washington College of Law
University of Toronto
University of Houston
Recommendations: 10
Compliance
Ethics
Healthcare
HIPAA
Hospitals
Teaching
Contract Negotiation
Risk Management
m*****@mknutsonlaw.com
m****[email protected]
Eric Loumeau
Chief Operating Officer and General Counsel
Greater San Diego Area
Chief Operating Officer and General Counsel
Chief Financial Officer
General Counsel and Chief Compliance Officer
VP Legal Affairs
Interim Chief Financial Officer and General Counsel
Vice President, General Counsel
Partner
Partner
Associate
Partner
General Counsel
University of California, Berkeley - School of Law
Brigham Young University
Recommendations: 5
Mergers
Securities Regulation
Corporate Governance
Licensing
Venture Capital
Due Diligence
Intellectual Property
Corporate Law
e****[email protected]
Dru Wells
Regional Human Resources Rep
Greater San Diego Area
Regional Human Resources Rep
Director, Human Resources
Chief Compliance Officer & Director, Human Resources
Air Academy Associates
Recommendations: 4
Employee Relations
HRIS
Talent Acquisition
Benefits Administration
Applicant Tracking Systems
Human Resources
Deferred Compensation
New Hire Orientations
d****[email protected]
d****[email protected]
Daniel Huck
Complex Products Supervision Analyst
Greater San Diego Area
Complex Products Supervision Analyst
Marketing Regulatory Review Manager
Senior Compliance Analyst
Senior Compliance Analyst
Senior Compliance Analyst
Chief Compliance Officer
Operations and Compliance Manager
Loyola University of Chicago
El Capitan High School
Recommendations: 3
Investments
Financial Services
Portfolio Management
Training
Management
FINRA
Financial Advisory
Trading
d****[email protected]
d****[email protected]
Stephanie Andrews-Higgins, JD, CRCM
Vice President and Private Banking Program Manager
Greater San Diego Area
Vice President and Private Banking Program Manager
CRCM Advisory Board Member
Vice President & Senior Compliance and Risk Specialist
VP and Compliance Manager
Compliance Executive Committee Member
VP & Chief Compliance Officer
VP & Compliance Manager
VP & Compliance Coordinator
AVP & Compliance Auditor
University of Iowa College of Law
University of California, Los Angeles
Recommendations: 0
Compliance Management
Enterprise Risk Management
Private Banking
Bank Secrecy Act
USA PATRIOT Act
Banking
OFAC
Corporate Governance
s****[email protected]
Viktoria Palermo
Chief Compliance Officer | AML Officer
Greater San Diego Area
Chief Compliance Officer | AML Officer
Lucia Securities, LLC
Associate Vice President, Supervision, West Coast Region
LPL Financial
EHL Business College, Lausanne Switzerland
Recommendations: 0
Investments
Financial Advisory
FINRA
Alternative Investments
Asset Allocation
Equities
Variable Annuities
Private Equity
v****[email protected]
v****[email protected]
Jeff Chin
General Counsel and Chief Compliance Officer
Greater San Diego Area
General Counsel and Chief Compliance Officer
In House Counsel Consultant
IGTD Compliance Officer - Image Guided Therapy Devices
Assistant General Counsel for Genetic Testing Division
Division Counsel and Compliance Officer
Director, Compliance Counsel
Colgate University
Rutgers University School of Law - Newark
Recommendations: 0
Medical Devices
Capital Equipment
Market Development
Intellectual Property
Cross-functional Team Leadership
Healthcare
Strategy
Litigation
j****[email protected]
j****[email protected]
Michelle Oroschakoff
Vice President & Senior Attorney
Greater San Diego Area
Vice President & Senior Attorney
Associate
Department Head, San Francisco Litigation Department
Vice President, Compliance Department
General Counsel
Associate
Chief Compliance Officer
Chief Legal & Risk Officer
Chief Risk Officer
Chief Risk Officer
Chief Legal Officer
Chief Administrative Officer
University of Michigan Law School
University of Oregon
Recommendations: 0
m****[email protected]
Ian Tinker
Founding Partner | Wealth Advisor
Greater San Diego Area
Founding Partner | Wealth Advisor
Wealth Advisor
Founder, Wealth Advisor, Chief Compliance Officer
Financial Advisor
Director of Logistics and Technology
Financial Associate
University of Washington
Woodinville High School
San Diego State University-California State University
Recommendations: 0
Budgets
Strategic Planning
Customer Service
Fixed Annuities
Strategic Financial Planning
Team Building
Microsoft Excel
Asset Allocation
i****[email protected]
Jordie Smith
Chief Compliance Officer and Operations Manager
Greater San Diego Area
Chief Compliance Officer and Operations Manager
Operations Associate
San Diego State University-California State University
Recommendations: 0
j****[email protected]
j****[email protected]
David Jaindl Martin
President, Chief Compliance Officer
Greater San Diego Area
President, Chief Compliance Officer
Vice President
Council Member
Recommendations: 0
d****[email protected]
d****[email protected]
Christian Kuhlen
VP, General Counsel, Corporate Secretary and Chief Compliance Officer
Greater San Diego Area
VP, General Counsel, Corporate Secretary and Chief Compliance Officer
Associate Attorney
General Counsel and Secretary
General Counsel and Secretary
Research Technician
General Counsel
University of Southern California
Keck School of Medicine of the University of Southern California
University of California, San Diego
Recommendations: 0
