Top Chief Compliance Officers in DuPage County, Illinois
Brian Clark
Senior Market Investigator in Market Regulation Department
DuPage County, Illinois
Senior Market Investigator in Market Regulation Department
General Counsel and Chief Compliance Officer
Manager of Regulatory Compliance, CME Clearinghouse
Global Head of Compliance
Lead Market Investigator in Market Regulation Department
The University of Chicago - Booth School of Business
DePaul University College of Law
University of Illinois at Urbana-Champaign
Recommendations: 4
Derivatives
Data Analysis
Options
Trading
Financial Services
Legal Writing
Analysis
Regulations
b****[email protected]
John McStravock
Director, Human Resources
DuPage County, Illinois
Director, Human Resources
Labor and Employment Attorney
Practice Leader, Employee Benefits Counsel
Staffing Manager; Division Human Resource Business Partner
Vice President, Human Resources
Chief Compliance Officer
Recommendations: 4
Employee Benefits
Employee Relations
Employment Law
Mergers & Acquisitions
Risk Management
Leadership
Insurance
Policy
j****[email protected]
Greg Sudkamp
Chief Compliance Officer
DuPage County, Illinois
Chief Compliance Officer
Compliance Examiner
Manager
Senior Manager
University of Wisconsin-Madison
Eastern Illinois University
Recommendations: 2
Risk Management
g****[email protected]
c*****@hotmail.com
Clare Pierce
Chief Compliance Officer & Managing Director, BMO Capital Markets - US
DuPage County, Illinois
Chief Compliance Officer & Managing Director, BMO Capital Markets - US
Associate Attorney
National Head Of Risk Management & Chief Fiduciary Officer, U.S. Wealth Management
Associate General Counsel, Citadel Securities
Associate General Counsel & Managing Director, BMO Capital Markets - US
Head, Compliance Advisory, BMO Wealth Management
Senior Counsel, BMO Capital Markets - US
Chief Compliance Officer, U.S. Wealth Management & U.S. Global Asset Management
State University of New York at Buffalo
Recommendations: 0
Private Equity
Securities
Equities
Investment Banking
Fixed Income
Investments
Corporate Law
Trading
c****[email protected]
Nayra Najera
Chief Compliance Officer, US Wealth Management
DuPage County, Illinois
Chief Compliance Officer, US Wealth Management
Compliance Examiner, Investment Management
Vice President, Supervisory Manager | Private Bank
Compliance Analyst / Paralegal
Managing Director, Digital Services Compliance
Chief Compliance Officer & Head of Legal
Vice President, Regional Compliance Manager | Private Wealth Management
Chicago-Kent College of Law, Illinois Institute of Technology
IIT Stuart School of Business
Roosevelt University
Recommendations: 0
Securities
Hedge Funds
Equities
Series 24
Series 63
Due Diligence
Fixed Income
Mutual Funds
n****[email protected]
Lyda Iturralde
Chief Compliance Officer
DuPage County, Illinois
Chief Compliance Officer
Vice President, Chief Compliance Officer
Director of Compliance
Chief Compliance Officer
Concordia University Chicago
University of Illinois at Urbana-Champaign
Recommendations: 0
l****[email protected]
Jaclyn Tolinski
FCM Chief Compliance Officer
DuPage County, Illinois
FCM Chief Compliance Officer
Executive Director, Compliance & Operational Risk Control
Executive Vice President
Chief Compliance Officer
Field Supervisor, Investigations
Staff Auditor II, Investigations & Compliance
Staff Auditor I, Compliance
Construction Auditor
Finance Intern
Recommendations: 0
j****[email protected]
j****[email protected]
