Top Chief Compliance Officers in Chicago, Illinois
Jon Rios
Director of Compliance | Chief Compliance Officer
Chicago, Illinois
Director of Compliance | Chief Compliance Officer
Director Of Compliance
Compliance Manager
Compliance Officer, Investment Banking and Communications
Marketing Principal; Product and Project Manager
Chief Compliance Officer
Agency Supervisory Officer
Franklin University
Recommendations: 7
FINRA
Series 7
Series 24
Series 53
Series 66
Investment Compliance
Field Supervision
Leadership
j*****@finsvcs.com
Katie Makstenieks
Chief Compliance Officer
Chicago, Illinois
Chief Compliance Officer
Advisory Board Member
Managing Director; Chief Compliance Officer
Strategic Advisor
Global Chief Compliance Officer
Chair, Securities Industry Council on Education (2018); Vice Chair (2017); Finance Chair (2016)
FinTech Industry Committee Member
Chief Compliance Officer
MIT FinTech Club, Officer
Strategic Advisor
Massachusetts Institute of Technology
Recommendations: 0
