Top Chief Compliance Officers in Boston, Massachusetts
Marion Odence-Ford
Vice President & Associate General Counsel
Boston, Massachusetts
Vice President & Associate General Counsel
Senior Counsel
Vice President & Deputy General Counsel
Compliance Officer
General Counsel & Chief Compliance Officer
Compliance Officer
Associate
Supervisor, Human Resources Operations & People Services
Recommendations: 0
Intellectual Property
Licensing
Mergers
Privacy Law
Due Diligence
Corporate Law
Corporate Governance
Employment Law
m****[email protected]
Mike Hogan
Senior Vice President, Chief Compliance Officer CSIM
Boston, Massachusetts
Senior Vice President, Chief Compliance Officer CSIM
Director, Regulatory Compliance
Senior Vice President, Chief Compliance Officer
Recommendations: 0
m****[email protected]
Jack Cohen
Managing Director and Deputy Chief Compliance Officer
Boston, Massachusetts
Managing Director and Deputy Chief Compliance Officer
Executive Director - Compliance Director & Assistant General Counsel
Associate - Asset Management
Associate
Chief Compliance Officer and Senior Regulatory Counsel
Seton Hall University School of Law
The George Washington University
Recommendations: 0
Asset Management
Hedge Funds
Private Equity
Securities
Securities Regulation
Due Diligence
Corporate Governance
Mutual Funds
j****[email protected]
Scott Weisman
Associate
Boston, Massachusetts
Associate
Managing Director, Financial Services Regulatory Practice
Managing Director & Global Chief Compliance Officer
Associate
Assistant Director, Asset Management Unit -- Division of Enforcement
American University, Washington College of Law
University of Pennsylvania
Recommendations: 0
Asset Management
Corporate Governance
Corporate Law
Due Diligence
Financial Services
Hedge Funds
Internal Investigations
Litigation
w****[email protected]
John Norberg
Managing Director/Counsel
Boston, Massachusetts
Managing Director/Counsel
Partner and Director of Enterprise Risk Management
Partner and Chief Compliance Officer
Partner and Counsel
SVP/Counsel
Associate
Recommendations: 0
j****[email protected]
Brian CFP®
Vice President, Strategic Marketing and Innovation
Boston, Massachusetts
Vice President, Strategic Marketing and Innovation
Senior Vice President, Senior Investment Manager
Senior Portfolio Manager - Fixed Income
Head of Investment Management, Director of Research, Chief Compliance Officer
Advisor, Multi-Family Office
Strategic Advisor
University of Massachusetts Amherst
Nanzan University
Recommendations: 0
Fixed Income
Investments
Analysis
Registered Investment Advisor
Portfolio Management
Financial Modeling
Alternative Investments
Asset Allocation
b****[email protected]
Mahoney Kelly
Chief Compliance Officer
Boston, Massachusetts
Chief Compliance Officer
Recommendations: 0
k****[email protected]
Philip CPA
Chief Compliance Officer
Boston, Massachusetts
Chief Compliance Officer
Deputy Chief Compliance Officer
Chief Compliance Officer / Senior Advisor to the CCO
Controller and Director, Compliance
Controller
Chief Compliance Officer
Bucknell University
Recommendations: 0
Investment Advisory
Compliance
Risk Management
Financial Services
Accounting
Financial Reporting
p****[email protected]
Dennis CRCM
Contract Attorney
Boston, Massachusetts
Contract Attorney
E*TRADE Bank Interim Chief Compliance Officer
Director, Compliance
Staff Attorney
Chief Compliance Officer
Vice President, Director of Compliance & BSA Officer
E*TRADE Bank Deputy Chief Compliance Officer
Georgetown University
Georgetown University - The McDonough School of Business
Recommendations: 0
