Cathleen Depasquale's Email & Phone Number
Supervisory Analyst, CCO, Sales/Trading Desk Supervisor, FINOP and CROP/SROPs at FINRA Registered Broker Dealers
Cathleen Depasquale Email Addresses
Cathleen Depasquale Phone Numbers
Cathleen Depasquale's Work Experience
Securities Industry/Regulatory Council on Continuing Education
Council Member
June 2011 to Present
Certified Regulatory Compliance Professional/Senior Consultant
July 2012 to Present
FINRA Registered Offshore Broker/Dealer
CEO/President, CFO, CCO and SROP
February 2013 to March 2014
E*TRADE Financial
CCO of E*TRADE Clearing
February 2007 to November 2011
Bear Stearns
MD/CVO/Senior Registered Option Principal
January 2004 to January 2007
CCO/Regulatory Director for Fleet Trading 04 to10/2001
January 2001 to January 2004
Robb Peck McCooey Clearing & Specialist
CCO/First VP/Executive Committee of Management/Municipal Principal
January 1996 to January 2001
State Capital Markets Inc.
President/Chief Compliance Officer/Municipal Principal/Compliance Registered Option Principal
January 1995 to September 1996
Robert Todd Inc.
CCO/Compliance Registered Option Principal
July 1994 to January 1995
GovPX
Sales/Marketing Representative
November 1993 to July 1994
Lehman Brothers
Corporate Vice President - Regional Compliance Manager
July 1986 to October 1993
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Cathleen Depasquale's Education
The Wharton School FINRA Institute
January 1999 to January 2000
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Frequently Asked Questions about Cathleen Depasquale
What company does Cathleen Depasquale work for?
Cathleen Depasquale works for Securities Industry/Regulatory Council on Continuing Education
What is Cathleen Depasquale's role at Securities Industry/Regulatory Council on Continuing Education?
Cathleen Depasquale is Council Member
What is Cathleen Depasquale's personal email address?
Cathleen Depasquale's personal email address is c****[email protected]
What is Cathleen Depasquale's business email address?
Cathleen Depasquale's business email address is cathleen.depasquale@***.***
What is Cathleen Depasquale's Phone Number?
Cathleen Depasquale's phone (**) *** *** 324
What industry does Cathleen Depasquale work in?
Cathleen Depasquale works in the Financial Services industry.
Cathleen Depasquale's Professional Skills Radar Chart
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Cathleen Depasquale's Estimated Salary Range
Cathleen Depasquale Email Addresses
Cathleen Depasquale Phone Numbers
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Cathleen Depasquale's Personality Type
Extraversion (E), Sensing (S), Feeling (F), Judging (J)
Average Tenure
2 year(s), 0 month(s)
Cathleen Depasquale's Willingness to Change Jobs
Unlikely
Likely
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There's 91% chance that Cathleen Depasquale is seeking for new opportunities
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Cathleen Depasquale's Social Media Links
/in/cathleenseneca www.oysterllc.com