Regulatory Compliance Solutions Inc. "RCSI"​

Regulatory Compliance Solutions Inc. (“RCSI”) is a regulatory compliance consulting firm based in New York City. RCSI is comprised of former Chief Compliance Officers, former regulators, and industry arbitrators. We have been engaged to act as the Independent Compliance Consultants for firms with regulatory enforcement actions. RCSI provides clients with professional regulatory compliance services specializing in SEC, FINRA, CFTC, NFA and other securities regulations. Clients include SEC and State Registered Investment Advisers, Broker Dealers, Hedge Funds, Private Equity Funds, Commodity Pool Operators, Commodity Trading Advisers, Introducing Brokers. We have been on the front line for SEC, NFA and FINRA client exams. Our consultants bring their expertise and frontline experience to investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs. We partner with business personnel or other legal and compliance personnel to bring practical and effective solutions to securities regulatory requirements in today’s challenging regulatory environment. For more information about our services, please visit www.rcsi-group.com or contact us at [email protected].