Phillip Securities Japan

Established in 1920, our securities brokerage house became a part of the Phillip Capital Group in 2002. The Phillip Capital network has grown into an integrated Asian financial house that offers a full range of quality and innovative services to retail and high net worth individuals, family offices, corporate, and institutional customers. At Phillip Securities Japan, we offer our clients the opportunity to trade on three domestic exchanges (TSE, OSE, and TOCOM). We also provide investment consultation, custody proxy services, fund creation and consultation, FX brokerage & dealing, investment banking services, and corporate finance. Phillip Capital Group features more than 5,000 employees worldwide, manages assets totaling more than USD 35 Billion, and operates in the financial hubs of 16 countries and regions, including offices in Malaysia, Cambodia, Indonesia, Thailand, Hong Kong, China, Japan, India, Sri Lanka, Australia, UAE, UK, France, Turkey and USA. Please see below for our current memberships and licenses: - Financial Instruments Business Operator under the Financial Instruments & Exchange Act of Japan (Director of Kanto Local Finance Bureau No. 127), Commodity Futures Broker (Ministry of Economy, Trade and Industry (METI) 20180404 Commerce No. 1 & Ministry of Agriculture, Forestry and Fisheries (MAFF) Directive 30, Food Industry Affairs Bureau No. 412) - Japan Securities Dealers Association (JSDA), The Financial Futures Association of Japan (FFAJ), The Commodity Futures Association of Japan (CFAJ) - Tokyo Stock Exchange (TSE), Osaka Exchange (OSE), Tokyo Commodity Exchange (TOCOM)