Paragon Data Labs

Paragon Data Labs is a compliance technology company serving regulated financial firms and exempt reporting advisers (ERAs) looking to register. Our platform, Paragon, is a fully customizable and scalable cloud-based solution automating and centralizing key compliance disclosures and workflows for Code of Ethics monitoring. Paragon streamlines the submission and review process for: employee personal trading (including crypto), outside business activities (OBAs), gifts and entertainment (G&E), political contributions, marketing materials, and any other bespoke review processes. By centralizing this information, firms will be able to identify overlaps of data and review potential conflicts of interest that may violate any rules or policies set forth by regulatory bodies and the firm. As a modern, cloud-native software provider developed for compliance teams, Paragon Data Labs makes compliance obligations easy for firms and their employees.